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- Staff Auditor
Staff Auditor
- Utica, NY
Summary
Performs independent internal audit assignments under the guidance of the Bank Auditor. Drafts detailed reports of audit findings and presents findings to management under the direction of the Bank Auditor. Responsible for taking an active role in the Bank’s overall audit program, recommending changes for improvement or efficiencies. Demonstrates the ability to identify and research accounting, auditing, and internal control issues during an audit and propose solutions supported by sound analysis.
The Bank’s internal audit function must be independent of the activities audited and must be independent from every day internal control process. This principal of independence entails that the Internal Audit Department operates under the direct control of the Audit Committee. Will possess or obtain knowledge of all applicable consumer compliance regulations.
Essential Duties
- Work with the Bank Auditor to establish the annual audit schedule, revise audit programs, and conduct audits.
- Perform assigned audits under the direction of and in conjunction with the Bank Auditor through sound auditing practices, including proper audit documentation.
- Draft audit reports for review by the Bank Auditor identifying weaknesses in controls, procedures, or operations, with recommendations for changes in procedures and techniques to correct weaknesses.
- Assist in preparation of quarterly Audit Committee documents.
- Attend Audit Committee meetings as an observer and answer questions as applicable.
- Assist the Bank’s External Auditors in conducting their annual audit, providing support to the confirmation effort, and obtaining information as requested to ensure a timely and efficient external audit is completed.
- Coordinate outsourced internal and external audits including information gathering, visitor/parking passes, internet access, and reserving room space.
- Follow up as assigned on issued audit findings which includes performing substantive testing to validate issue has been corrected.
- Performs special audit investigations as assigned.
- Attend appropriate training to establish, enhance, and maintain a high level of professional auditing skills and industry knowledge.
- Actively participate the Bank’s consumer compliance efforts.
Job Requirements
- Associate degree in accounting is required; bachelor’s degree in accounting is preferred.
- An enhanced understanding of banking services is preferred.
- Previous internal audit experience is preferred.
- Proficient ability to analyze a complex set of data and extract information critical to analyzing potential threat of exposure to the organization.
- Ability to maintain professional skepticism and independence within the organization.
- Excellent written and verbal communication skills.
- Excellent organization and time management skills.
